Matt Tanaka

Chief Compliance Officer

 

Matt graduated from the University of Hawaii with a BBA in Finance 1987.  Matt is an Investment Advisor Representative and the Chief Compliance Officer at Mosaic Pacific.  He brings over 28 years of industry experience to Mosaic Pacific.

 

Matt began his career in 1985 with Charles Schwab & Co in the Honolulu branch.  In 1990 he moved to Seattle WA taking the position of Pacific West Regional Administrator overseeing 7 Charles Schwab Branches.  Continuing his career with Charles Schwab he moved to the Rocky Mountains of Denver Colorado and to Schwab’s newly opened Service Center. There he held the positions of Senior Trading Manager overseeing 12 Registered Brokers, Manager Trainer and Director of Inbound Business Development.  In 1997 he completed his Schwab circle and moved back to the Honolulu Branch.  

 

While in Denver Matt was also an NASD Arbitrator.  In 2001 Matt was recruited as the Senior Registered Investment Advisor Representative for the Honolulu segment of YCMNET Advisors (Yoshikami Capital Management Network Investment Advisors).  In 2002 Matt was hired as Branch Manager/VP of TD Ameritrade in Honolulu.  There he was responsible for growing the clientele base, developing their advice delivery program and overseeing branch trading and operational functions.